MARKETS COVERED
MUNICIPALS

SOLVE for Regulatory Compliance

SOLVE for Regulatory Compliance

Solve municipal market regulatory needs with reliable and efficient solutions applied consistently across your organization.

SOLVE DIVER

Regulators and market practitioners know and trust the DIVER Muni Solutions by SOLVE, which provides best-in-class analyses, data access and reports to help market participants meet their regulatory requirements.

Save time and support supervisory obligations (MSRB Rule G-27) by accessing robust solutions for tracking, storing, and reporting on the activities of your firm’s municipal securities professionals.

“The platform provides objective, market-based data to support our new issue pricing.”

We save hours with each deal on our 15c2-12 lookback analyses.”

“I like that the 15c2-12 analysis is based on objective facts and is supported by links to the disclosures.”

“What used to take our wealth advisors 20 to 30 minutes to comply with G-47 now takes them a second with the Muni Bond Report.”

“We used to bid 5 deals and now we
can bid 15 in the same time.”

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SEE HOW REGULATORY COMPLIANCE IS POWERED BY SOLVE WITH DEEP MARKET INSIGHTTM

Hundreds of institutions rely on SOLVE to perform new issue pricing analyses, identify primary and secondary trade opportunities, monitor market activity, value fixed income positions, and comply with securities regulations.

SEE HOW REGULATORY COMPLIANCE IS POWERED BY SOLVE WITH DEEP MARKET NSIGHTTM

Hundreds of institutions rely on SOLVE to perform new issue pricing analyses, identify primary and secondary trade opportunities, monitor market activity, value fixed income positions, and comply with securities regulations.

Build Efficiency, Reduce Risk With Regulatory Compliance Solutions

Services to address Municipal Market compliance with existing and evolving rules

DIVER by SOLVE provides a Five-Year lookback analysis to support SEC Rule 15c2-12 Reasonable Diligence obligation and OS preparation. Analysis includes audit, financial and operational data, ratings change and bond call reviews at the summary, issue and CUSIP levels. Select the depth and breadth of the analysis to best fit your policies and procedures.

  • Access best-in-class analyses to support SEC Rule 15c2-12 Reasonable Diligence obligation

DIVER Secondary Market Pricing by SOLVE helps meet MSRB Rule G-18 obligation by identifying comparable trades associated with the subject bond, Issuer or relevant comparable bonds.

  • Support Best Execution (MSRB Rule G-18) compliance with pricing analytics for the traded bond and all relevant comparable bonds
DIVER by SOLVE was designed to support your Fair Dealing and Duty of Care obligations by providing relevant market comps to understand where similar deals have priced and where they are trading in the secondary market in order to support new issue pricing.

  • Support compliance with Fair Dealing & Duty of Care (MSRB Rules G-17 and G-42) with full transparency into all underlying market transactions that support new issue pricing levels

Easily facilitate MSRB Rule G-47 disclosure obligation with a comprehensive Muni Bond Report seamlessly integrated into your firm’s workflow. Disclosure reports are available for every municipal bond outstanding, including new issues with all information current at the time of generation. Reports are white labeled for client delivery, are configurable, and the risk factors and company disclosure sections are editable by your legal and compliance department.

  • One-click access to a Muni Bond Report containing required data and information to support MSRB Rule G-47 compliance

For all regulatory compliance solutions, the DIVER by SOLVE platform provides compliance professionals with access to online modules for oversight, easy tracking of actions along with storage and retrieval of relevant support.

  • Take advantage of robust reporting tools and how our services augment your processes to support Supervisory requirements (MSRB Rule G-27)

DIVER 15c2-12 Analysis by SOLVE

SOLVE DIVER

  • Reasonable diligence analysis performed by an experienced team of analysts
  • Includes Audit, Financial and Operating, Ratings Change and Bond Call analyses
  • Competitive deal analyses are ready days prior to pricing
  • Negotiated deals performed on request
SOLVE 15c2-12 Analysis

DIVER New Issue Pricing by SOLVE

SOLVE DIVER
SOLVE New Issue Pricing

DIVER Time of Trade Disclosure by SOLVE

  • Facilitates Time of Trade Disclosure (MSRB Rule G-47) for retail and non-SMMP investors
  • Comprehensive, accurate and current reports for every municipal bond
  • Configurable risk factors and company disclosure language
  • Audit trail and bond report storage, with access to retrieval and reporting tools
  • Seamlessly integrated into your ATS and trade ticketing process
SOLVE Time of Trade Disclosure

DIVER Secondary Market Pricing by SOLVE

  • Facilitate Best Ex compliance (MSRB Rule G-18) with transparency to supporting market data
  • Save secondary market price analyses for subsequent retrieval
SOLVE Secondary Market Pricing

DIVER SEC Rule 15c2-12 Analysis by SOLVE

DIVER New Issue Pricing by SOLVE

DIVER Time of Trade Disclosure by SOLVE

DIVER SEC Rule 15c2-12 Analysis by SOLVE

Identify comparable deals and relevant data. Templates for Bankers to reduce the demand for indicative scales. Build and compare alternative structures. Adjust parameters (the structural and credit characteristics of your transaction) to reflect professional judgment; full transparency to all comps.

  • Baseline scales for any deal or market segment
  • Relevant comps provided
  • Adjust scales using your professional judgment
  • Quickly generate scales for different structures
  • Easily source comparable deals from a complete database of new issue scales
  • Access trade prints with accurate spreads within seconds of reporting by the MSRB
  • Custom tickers for a specific bond, credit or market segment
  • Data provided configurable to reflect what is important to you

React faster to new deals that pop up and save valuable time by quickly accessing the most accurate data available on the primary and secondary markets.

  • Reasonable diligence analysis trusted by some of the largest firms in the market
  • Access to an experienced team of analysts
  • Competitive deal analyses are ready days prior to their pricing
  • Negotiated deals performed on request

React faster to new deals that pop up and save valuable time by quickly accessing the most accurate data available on the primary and secondary markets.

  • Reasonable diligence analysis trusted by some of the largest firms in the market
  • Access to an experienced team of analysts
  • Competitive deal analyses are ready days prior to their pricing
  • Negotiated deals performed on request

React faster to new deals that pop up and save valuable time by quickly accessing the most accurate data available on the primary and secondary markets.

  • Reasonable diligence analysis trusted by some of the largest firms in the market
  • Access to an experienced team of analysts
  • Competitive deal analyses are ready days prior to their pricing
  • Negotiated deals performed on request

Integration Partners

Explore More of The SOLVE Platform
with Deep Market Insight™

Explore More of
The SOLVE Platform
with Deep Market Insight™

The SOLVE Platform represents a powerful combination of data, analytics, and workflow tools that save time, reduce risk and drive the growth of your fixed income business.

The SOLVE Platform represents a powerful combination of data, analytics, and workflow tools that save time, reduce risk and drive the growth of your fixed income business.

Save Time. Reduce Risk. Build Your Business.

Save Time. Reduce Risk.
Build Your Business.